Unit of Competency Mapping – Information for Teachers/Assessors – Information for Learners
FNSFPL506A Mapping and Delivery Guide
Determine client requirements and expectations
Version 1.0
Issue Date: May 2024
Qualification | - |
Unit of Competency | FNSFPL506A - Determine client requirements and expectations |
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Description | This unit describes the performance outcomes, skills and knowledge required to determine client's financial requirements and expectations. It encompasses informing the client of the financial planning process and service, obtaining relevant information on their existing financial situation and expectations with respect to financial planning service offered by the representative, and preparing and updating necessary documentation.This unit is applicable to individuals working within enterprises and job roles subject to licensing, legislative, regulatory or certification requirements including legislation administered by the Australian Securities and Investments Commission (ASIC). | ||
Employability Skills | This unit contains employability skills. | ||
Learning Outcomes and Application | This unit has application to job roles such as trainee financial planners, financial planners and para-planners. | ||
Duration and Setting | X weeks, nominally xx hours, delivered in a classroom/online/blended learning setting. |
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Prerequisites/co-requisites | |||
Competency Field |
Development and validation strategy and guide for assessors and learners | Student Learning Resources | Handouts Activities |
Slides PPT |
Assessment 1 | Assessment 2 | Assessment 3 | Assessment 4 | |
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Elements of Competency | Performance Criteria | |||||||
Element: Inform client of the financial planning process and services |
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Element: Obtain relevant information on client's existing financial situation |
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Element: Determine client expectations and requirements with respect to financial planning service offered by the representative |
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Element: Prepare and update necessary documentation where required |
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